Compliance Management in Financial Industries

This book PDF is perfect for those who love Business & Economics genre, written by Mathias Eggert and published by Springer Science & Business Media which was released on 08 January 2014 with total hardcover pages 96. You could read this book directly on your devices with pdf, epub and kindle format, check detail and related Compliance Management in Financial Industries books below.

Compliance Management in Financial Industries
Author : Mathias Eggert
File Size : 49,5 Mb
Publisher : Springer Science & Business Media
Language : English
Release Date : 08 January 2014
ISBN : 9783319039138
Pages : 96 pages
DOWNLOAD

Compliance Management in Financial Industries by Mathias Eggert Book PDF Summary

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.

Compliance Management in Financial Industries

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design

DOWNLOAD
The Importance of Compliance in Banking

Download or read online The Importance of Compliance in Banking written by Anonym, published by Unknown which was released on 2021-05-06. Get The Importance of Compliance in Banking Books now! Available in PDF, ePub and Kindle.

DOWNLOAD
Strategies for Compliance

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance, using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in

DOWNLOAD
Bank Regulation  Risk Management  and Compliance

Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards

DOWNLOAD
International Convergence of Capital Measurement and Capital Standards

Download or read online International Convergence of Capital Measurement and Capital Standards written by Anonim, published by Lulu.com which was released on 2004. Get International Convergence of Capital Measurement and Capital Standards Books now! Available in PDF, ePub and Kindle.

DOWNLOAD
Financial Institutions Answer Book

Financial Institutions Answer Book provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what type of charter is chosen,

DOWNLOAD
Operational Risk Management

OpRisk Awards 2020 Book of the Year Winner! The Authoritative Guide to the Best Practices in Operational Risk Management Operational Risk Management offers a comprehensive guide that contains a review of the most up-to-date and effective operational risk management practices in the financial services industry. The book provides an essential overview

DOWNLOAD
Enterprise Compliance Risk Management

The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive narrative on managing compliance and compliance risk that enables value creation for financial services firms. Compliance risk management, a young, evolving yet intricate discipline, is occupying

DOWNLOAD