Essential Strategies for Financial Services Compliance

This book PDF is perfect for those who love Business & Economics genre, written by Annie Mills and published by John Wiley & Sons which was released on 16 November 2015 with total hardcover pages 403. You could read this book directly on your devices with pdf, epub and kindle format, check detail and related Essential Strategies for Financial Services Compliance books below.

Essential Strategies for Financial Services Compliance
Author : Annie Mills
File Size : 41,9 Mb
Publisher : John Wiley & Sons
Language : English
Release Date : 16 November 2015
ISBN : 9781118906132
Pages : 403 pages
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Essential Strategies for Financial Services Compliance by Annie Mills Book PDF Summary

A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever. Now in its second edition, the highly successful Essential Strategies for Financial Services Compliance has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function. Non-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards. This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical. A balanced approach means that both the concepts and their application are within reach. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise. Read this book to: Understand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry Quickly and thoroughly learn the accepted best practices for everyday compliance Get up to date information on the current financial regulatory environment with this new edition Reference detailed advice as issues arise in day-to-day operations This update to the popular first edition of Essential Strategies for Financial Services Compliance will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.

Essential Strategies for Financial Services Compliance

A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily

Get Book
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Get Book